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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-11-01 |
| TX | RA | APPROVED | 2024-11-01 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
5058 Waterford Drive, Sheffield Village, OH 44035 • United States
5058 Waterford Drive, Sheffield Village, OH 44035 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Strata Financial Group | Sheffield Village | OH | 01/2016 | Present |
| Osaic Wealth, Inc. | Sheffield Village | OH | 02/2016 | 11/2024 |
| Rcm Equities, Llc | Avon | OH | 08/2017 | 11/2019 |
| Harrington Asset Management, Inc. | Dublin | OH | 05/2016 | 01/2023 |
| Lpl Financial Llc | Sheffield Village | OH | 11/2024 | Present |
1) 2024-11-01 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Strata Financial Group LLC - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2024-10-14 - 190hrs/mth - 0hrs/mth during trading 2) 2026-05-06 - Mitchell Romeo, Insurance Agent - Non-Variable Insurance - Y - at reported business location(s) - 2024-10-14 - 10hrs/mth - 10hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-17 |
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