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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-03-10
FL RA APPROVED 2019-01-24
  • TX RA
    APPROVED_RES
    Since 2022-03-10
  • FL RA
    APPROVED
    Since 2019-01-24

Branch Locations

910 Old Camp Rd Ste 90, The Villages, FL 32162 • United States

Summerfield, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Investments, Inc. The Villages FL 04/2016 02/2018
Lpl Financial Llc The Villages FL 02/2018 Present
  • 04/2016 → 02/2018
    Sii Investments, Inc.
    The Villages, FL
  • 02/2018 → Present
    The Villages, FL
Other Businesses

1. 7/12/2019 - Fross and Fross Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/02/2015 - 50 Hours Per Month/37 Hours During Securities Trading. 2. 10/27/2025- Renee Springstead TTEE or Village Vista Rentals- Real Estate Rental- INV Related- At Villages, FL - Start date 03/01/2024- 2 Hours Per Month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-22
  • S66 Uniform Combined State Law Examination
    2018-10-22
Other Names
  • Renee Aileen Roscoe
  • Renee Aileen Hutchings

View on SEC IAPD

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