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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-02-19
FL RA APPROVED 2021-01-11
IL RA APPROVED 2019-03-25
  • TX RA
    APPROVED
    Since 2021-02-19
  • FL RA
    APPROVED
    Since 2021-01-11
  • IL RA
    APPROVED
    Since 2019-03-25

Branch Locations

2021 Spring Rd, Oak Brook, IL 60523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oak Brook IL 08/2018 Present
Loyola University Of Chicago Chicago IL 08/2015 08/2018
Pints Elmhurst IL 04/2016 08/2018
Pappadeaux Seafood Kitchen Westmont IL 01/2018 02/2018
Barrel House Social La Grange IL 02/2018 08/2018
Bank Of America, N.A. Oak Brook IL 11/2018 Present
  • 08/2018 → Present
    Oak Brook, IL
  • 08/2015 → 08/2018
    Loyola University Of Chicago
    Chicago, IL
  • 04/2016 → 08/2018
    Pints
    Elmhurst, IL
  • 01/2018 → 02/2018
    Pappadeaux Seafood Kitchen
    Westmont, IL
  • 02/2018 → 08/2018
    Barrel House Social
    La Grange, IL
  • 11/2018 → Present
    Bank Of America, N.A.
    Oak Brook, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-23
  • S66 Uniform Combined State Law Examination
    2019-03-23

View on SEC IAPD

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