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Current Employers
Ria Advisory Group, Llc

500 Sw 7Th Street Suite 204, Des Moines, IA 50309 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2025-07-14
  • SD RA
    APPROVED
    Since 2025-07-14

Branch Locations

500 Sw 7Th Street Suite 204, Des Moines, IA 50309 • United States

Rapid City, SD • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Securities America Inc Lincoln NE 06/2015 01/2020
Securities America Advisors Norfolk NE 08/2015 02/2020
Lpl Financial Llc Norfolk NE 02/2020 07/2021
Bankfirst Wealth Management Norfolk NE 06/2015 06/2025
Garnett Investment Strategies Beatrice NE 09/2022 02/2023
Berthel, Fisher & Company Financial Services, Inc. Norfolk NE 02/2023 06/2025
Bfc Planning, Inc. Norfolk NE 02/2023 06/2025
Ria Advisory Group, Llc Rapid City SD 06/2025 Present
  • 06/2015 → 01/2020
    Securities America Inc
    Lincoln, NE
  • 08/2015 → 02/2020
    Securities America Advisors
    Norfolk, NE
  • 02/2020 → 07/2021
    Norfolk, NE
  • 06/2015 → 06/2025
    Bankfirst Wealth Management
    Norfolk, NE
  • 09/2022 → 02/2023
    Beatrice, NE
  • 02/2023 → 06/2025
    Berthel, Fisher & Company Financial Services, Inc.
    Norfolk, NE
  • 02/2023 → 06/2025
    Norfolk, NE
  • 06/2025 → Present
    Rapid City, SD
Previous Registrations
  • 2023-05-16 → 2025-06-27
    Norfolk, NE
    Cedar Rapids, IA
  • 2022-10-25 → 2023-03-01
    Beatrice, NE
    Norfolk, NE
  • 2020-02-25 → 2021-07-02
    Norfolk, NE
    West Point, NE
    Onawa, IA
    O'NEill, NE
    South Sioux City, NE
    Wayne, NE
    Ord, NE
    Eldon, IA
    Norfolk, NE
  • 2015-08-20 → 2020-02-24
    Securities America Advisors, Inc.
    Norfolk, NE
Other Businesses

1. Behavioral Health Specialists- N- Norfolk, NE- Behavioral health organization- 02/2026- 1- 1- Serve on the Board of Directors. 2. Insurance License- Y- Norfolk, NE- Licensed to sell insurance products- Agent/Producer- 05/2024- 4- 0- Licensed to sell insurance individually.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-11
  • S66 Uniform Combined State Law Examination
    2015-08-11
Designations
Other Names
  • John Tayib Lund

View on SEC IAPD

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