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500 Sw 7Th Street Suite 204, Des Moines, IA 50309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2025-07-14 |
Branch Locations
500 Sw 7Th Street Suite 204, Des Moines, IA 50309 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Inc | Lincoln | NE | 06/2015 | 01/2020 |
| Securities America Advisors | Norfolk | NE | 08/2015 | 02/2020 |
| Lpl Financial Llc | Norfolk | NE | 02/2020 | 07/2021 |
| Bankfirst Wealth Management | Norfolk | NE | 06/2015 | 06/2025 |
| Garnett Investment Strategies | Beatrice | NE | 09/2022 | 02/2023 |
| Berthel, Fisher & Company Financial Services, Inc. | Norfolk | NE | 02/2023 | 06/2025 |
| Bfc Planning, Inc. | Norfolk | NE | 02/2023 | 06/2025 |
| Ria Advisory Group, Llc | Rapid City | SD | 06/2025 | Present |
1. Behavioral Health Specialists- N- Norfolk, NE- Behavioral health organization- 02/2026- 1- 1- Serve on the Board of Directors. 2. Insurance License- Y- Norfolk, NE- Licensed to sell insurance products- Agent/Producer- 05/2024- 4- 0- Licensed to sell insurance individually.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-11 |
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