John T Lund

Employer firm

Ria Advisory Group, LLC CRD 152566

$568M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 01/2020
  Securities America Inc
  Lincoln, NE
• 08/2015 → 02/2020
  Securities America Advisors
  Norfolk, NE
• 02/2020 → 07/2021
  Lpl Financial Llc
  Norfolk, NE
• 06/2015 → 06/2025
  Bankfirst Wealth Management
  Norfolk, NE
• 09/2022 → 02/2023
  Garnett Investment Strategies
  Beatrice, NE
• 02/2023 → 06/2025
  Berthel, Fisher & Company Financial Services, Inc.
  Norfolk, NE
• 02/2023 → 06/2025
  Bfc Planning, Inc.
  Norfolk, NE
• 06/2025 → Present
  Ria Advisory Group, Llc
  Rapid City, SD

Previous Registrations

• 2023-05-16 → 2025-06-27
  Bfc Planning, Inc.
  Norfolk, NE
  Cedar Rapids, IA
• 2022-10-25 → 2023-03-01
  Garnett Investment Strategies
  Beatrice, NE
  Norfolk, NE
• 2020-02-25 → 2021-07-02
  Lpl Financial Llc
  Norfolk, NE
  West Point, NE
  Onawa, IA
  O'NEill, NE
  South Sioux City, NE
  Wayne, NE
  Ord, NE
  Eldon, IA
  Norfolk, NE
• 2015-08-20 → 2020-02-24
  Securities America Advisors, Inc.
  Norfolk, NE

Other Businesses

1. Behavioral Health Specialists- N- Norfolk, NE- Behavioral health organization- 02/2026- 1- 1- Serve on the Board of Directors. 2. Insurance License- Y- Norfolk, NE- Licensed to sell insurance products- Agent/Producer- 05/2024- 4- 0- Licensed to sell insurance individually.

Exams

• S66 Uniform Combined State Law Examination
  2015-08-11

Designations

• Certified Financial Planner

Other Names

• John Tayib Lund