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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-01
  • TX RA
    APPROVED
    Since 2023-05-01

Branch Locations

1 Cowboys Way, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Westlake TX 06/2015 06/2017
Td Ameritrade, Inc. Forth Worth TX 05/2017 09/2018
Jp Morgan Securities, Llc Richardson TX 09/2018 05/2023
Jp Morgan Chase Bank, N.A. Richardson TX 09/2018 05/2023
Strategic Advisers Llc Fort Worth TX 03/2016 05/2017
Td Ameritrade Investment Management, Llc Forth Worth TX 06/2017 09/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Frisco TX 05/2023 Present
Bank Of America, N.A. Frisco TX 05/2023 Present
  • 06/2015 → 06/2017
    Fidelity Brokerage Services Llc
    Westlake, TX
  • 05/2017 → 09/2018
    Td Ameritrade, Inc.
    Forth Worth, TX
  • 09/2018 → 05/2023
    Richardson, TX
  • 09/2018 → 05/2023
    Jp Morgan Chase Bank, N.A.
    Richardson, TX
  • 03/2016 → 05/2017
    Fort Worth, TX
  • 06/2017 → 09/2018
    Td Ameritrade Investment Management, Llc
    Forth Worth, TX
  • 05/2023 → Present
    Frisco, TX
  • 05/2023 → Present
    Bank Of America, N.A.
    Frisco, TX
Previous Registrations
  • 2018-09-11 → 2023-05-11
    Richardson, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
  • 2017-06-12 → 2018-09-07
    Td Ameritrade, Inc.
    Westlake, TX
  • 2017-06-12 → 2018-09-07
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
  • 2016-03-09 → 2017-06-05
    Westlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-04
S63 Uniform Securities Agent State Law Examination 2015-07-17
  • S66 Uniform Combined State Law Examination
    2016-03-04
  • S63 Uniform Securities Agent State Law Examination
    2015-07-17
Other Names
  • Frederick Leano Walker
  • Fred Llego Leano
  • Frederick Leano
  • Fred Leano

View on SEC IAPD

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