Nicky Lo

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 06/2017
  Baruch College
  Manhattan, NY
• 04/2016 → Present
  Morgan Stanley Smith Barney Llc
  New Hyde Park, NY
• 01/2018 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY

Other Businesses

(1) 560444 - Rental Property; Investment related: Yes; New Hyde Park, New York; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 07/2023; During business hours: 0; After business hours: 2; Administrative, Accounting/Bookkeeping, Customer Service, Property Management (2) 599391 - Kizzuna LLC; Investment related: Yes; New Hyde Park, New York; Retail/Online Stores; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent); 06/2024; During business hours: 0; After business hours: 80; Sales/Marketing: Business Development/Growth: Accounting/Bookkeeping: Administrative: Customer Service: Labor/Service

Exams

• S66 Uniform Combined State Law Examination
  2018-01-24

Other Names

• Lo Lo