Rosemary Carolina Abreu

Employer firm

Osaic Institutions, Inc. CRD 35371

$6.49B regulatory AUM 7 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• SOLICITATION SERVICES FOR OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2014 → 04/2017
  Santander Bank, Na
  Jackson Heights, NY
• 04/2014 → 04/2017
  Santander Securities Llc
  Guaynabo, PR
• 07/2017 → 05/2019
  Royal Alliance Associates
  Lake Success, NY
• 05/2019 → 08/2021
  Investors Bank
  Brooklyn, NY
• 05/2019 → 08/2021
  Cetera Investment Services Llc
  St. Cloud, MN
• 03/2021 → 08/2021
  Cetera Investment Advisers Llc
  Astoria, NY
• 08/2021 → 10/2023
  City National Bank
  New York, NY
• 08/2021 → 10/2023
  City National Securities
  New York, NY
• 12/2023 → 02/2026
  Flagstar Bank N.A.
  Little Neck, NY
• 12/2023 → 02/2026
  Lpl Financial Llc
  Little Neck, NY
• 03/2026 → Present
  Osaic Institutions, Inc.
  Meriden, CT
• 03/2026 → Present
  Popular Bank
  New York, NY

Previous Registrations

• 2023-12-06 → 2026-03-24
  Lpl Financial Llc
  Corona, NY
  Corona, NY
  Astoria, NY
  New York, NY
  New York, NY
  New York, NY
  Bayside, NY
  Astoria, NY
  Astoria, NY
  Corona, NY
  Little Neck, NY
  Bayside, NY
  Little Neck, NY
  Little Neck, NY
• 2021-09-23 → 2023-11-03
  Rbc Securities, Inc
  Los Angeles, CA
  New York, NY
• 2021-04-12 → 2021-07-30
  Cetera Investment Advisers Llc
  Astoria, NY

Exams

• S66 Uniform Combined State Law Examination
  2023-01-13
• S63 Uniform Securities Agent State Law Examination
  2004-12-09

Other Names

• Rosemary C Abreu
• Rosemary Abreu
• Rosemary C Abreu-Baez
• Rosemary Carolina Abreu