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Rosemary Carolina Abreu

Osaic Institutions, Inc.

New York, NY

Brooklyn, NY

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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-03-16
  • NY RA
    APPROVED
    Since 2026-03-16

Branch Locations

85 Broad Street 10Th Floo, New York, NY 10004 • United States

1 Gerry Street, Brooklyn, NY 11206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Bank, Na Jackson Heights NY 03/2014 04/2017
Santander Securities Llc Guaynabo PR 04/2014 04/2017
Royal Alliance Associates Lake Success NY 07/2017 05/2019
Investors Bank Brooklyn NY 05/2019 08/2021
Cetera Investment Services Llc St. Cloud MN 05/2019 08/2021
Cetera Investment Advisers Llc Astoria NY 03/2021 08/2021
City National Bank New York NY 08/2021 10/2023
City National Securities New York NY 08/2021 10/2023
Flagstar Bank N.A. Little Neck NY 12/2023 02/2026
Lpl Financial Llc Little Neck NY 12/2023 02/2026
Osaic Institutions, Inc. Meriden CT 03/2026 Present
Popular Bank New York NY 03/2026 Present
  • 03/2014 → 04/2017
    Santander Bank, Na
    Jackson Heights, NY
  • 04/2014 → 04/2017
    Santander Securities Llc
    Guaynabo, PR
  • 07/2017 → 05/2019
    Royal Alliance Associates
    Lake Success, NY
  • 05/2019 → 08/2021
    Investors Bank
    Brooklyn, NY
  • 05/2019 → 08/2021
    Cetera Investment Services Llc
    St. Cloud, MN
  • 03/2021 → 08/2021
    Cetera Investment Advisers Llc
    Astoria, NY
  • 08/2021 → 10/2023
    City National Bank
    New York, NY
  • 08/2021 → 10/2023
    City National Securities
    New York, NY
  • 12/2023 → 02/2026
    Flagstar Bank N.A.
    Little Neck, NY
  • 12/2023 → 02/2026
    Lpl Financial Llc
    Little Neck, NY
  • 03/2026 → Present
    Osaic Institutions, Inc.
    Meriden, CT
  • 03/2026 → Present
    Popular Bank
    New York, NY
Previous Registrations
  • 2023-12-06 → 2026-03-24
    Lpl Financial Llc
    Corona, NY
    Corona, NY
    Astoria, NY
    New York, NY
    New York, NY
    New York, NY
    Bayside, NY
    Astoria, NY
    Astoria, NY
    Corona, NY
    Little Neck, NY
    Bayside, NY
    Little Neck, NY
    Little Neck, NY
  • 2021-09-23 → 2023-11-03
    Rbc Securities, Inc
    Los Angeles, CA
    New York, NY
  • 2021-04-12 → 2021-07-30
    Cetera Investment Advisers Llc
    Astoria, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-13
S63 Uniform Securities Agent State Law Examination 2004-12-09
  • S66 Uniform Combined State Law Examination
    2023-01-13
  • S63 Uniform Securities Agent State Law Examination
    2004-12-09
Other Names
  • Rosemary C Abreu
  • Rosemary Abreu
  • Rosemary C Abreu-Baez
  • Rosemary Carolina Abreu

View on SEC IAPD

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KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
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