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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-05-15 |
Branch Locations
5601 E. La Palma Ave 3Rd Floor, Anaheim, CA 92807 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | Beverly Hills | CA | 06/2015 | 11/2018 |
| Arthur Murray Sherman Oaks | Sherman Oaks | CA | 05/2006 | 06/2017 |
| Wescom Financial Services, Llc | Anaheim | CA | 02/2019 | Present |
| N/A | Downey | CA | 11/2018 | 02/2019 |
| Cuso Financial Services | San Diego | CA | 01/2023 | 05/2025 |
| Lpl Financial Llc | Anaheim | CA | 05/2025 | Present |
1. 05/15/2025- Wescom Foundation-Non-Profit Board Member- Not INV Related- At Pasadena, CA- Start date 02/16/2022- 10 Hours Per Month 2. 05/15/2025- Wescom Wealth Management- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 02/19/2019- 160 Hours Per Month- 160 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-19 |
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