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88 Post Road West 2Nd Floor, Westport, CT 06880 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-09-05 |
| NY | RA | APPROVED | 2022-07-19 |
Branch Locations
590 Madison Avenue 28Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corp | New York | NY | 05/2015 | 10/2016 |
| Park Avenue Securities | Brooklyn | NY | 11/2016 | 07/2017 |
| Guardian Life Ins | Brooklyn | NY | 11/2016 | 07/2017 |
| Eagles Coast Capital, Llc | Brooklyn | NY | 06/2019 | 03/2020 |
| Unemployed | Brooklyn | NY | 08/2017 | 05/2019 |
| National Securities Corporation | New York | NY | 03/2020 | Present |
| National Asset Management | New York | NY | 06/2020 | 07/2022 |
| Alliance Global Partners | New York | NY | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-06-01 |
| S66 | Uniform Combined State Law Examination | 2015-08-06 |
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