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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-07-07 |
Branch Locations
127 Washington Ave 2Nd Floor West, North Haven, CT 06473 • United States
Hopewell Junction, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial Services | North Haven | CT | 06/2016 | 03/2017 |
| Foresters Financial Services | North Haven | CT | 03/2017 | 07/2017 |
| Foresters Financial Services | North Haven | CT | 07/2017 | 05/2019 |
| Cetera Investment Services Llc | St Cloud | MN | 05/2019 | Present |
| Cetera Investment Advisers Llc | North Haven | CT | 07/2021 | Present |
1. RESALE OF GOODS FROM ONLINE MARKETPLACES, 5/HRS/WK 2. NEW VIEW WEALTH MANAGEMENT LLC, DBA FOR CETERA BUSINESS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 2016-07-05 |
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