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Gennaro Paul Nardelli

Cetera Investment Advisers LLC

North Haven, CT

Hopewell Junction, NY

CRD 6501361

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-07-07
  • CT RA
    APPROVED
    Since 2021-07-07

Branch Locations

127 Washington Ave 2Nd Floor West, North Haven, CT 06473 • United States

Hopewell Junction, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Services North Haven CT 06/2016 03/2017
Foresters Financial Services North Haven CT 03/2017 07/2017
Foresters Financial Services North Haven CT 07/2017 05/2019
Cetera Investment Services Llc St Cloud MN 05/2019 Present
Cetera Investment Advisers Llc North Haven CT 07/2021 Present
  • 06/2016 → 03/2017
    Foresters Financial Services
    North Haven, CT
  • 03/2017 → 07/2017
    Foresters Financial Services
    North Haven, CT
  • 07/2017 → 05/2019
    Foresters Financial Services
    North Haven, CT
  • 05/2019 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 07/2021 → Present
    Cetera Investment Advisers Llc
    North Haven, CT
Other Businesses

1. RESALE OF GOODS FROM ONLINE MARKETPLACES, 5/HRS/WK 2. NEW VIEW WEALTH MANAGEMENT LLC, DBA FOR CETERA BUSINESS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-06
S63 Uniform Securities Agent State Law Examination 2016-07-05
  • S66 Uniform Combined State Law Examination
    2021-07-06
  • S63 Uniform Securities Agent State Law Examination
    2016-07-05
Other Names
  • Gennaro Nardelli
  • Gennaro Paul Nardelli

View on SEC IAPD

Nearby Firms

OSAIC WEALTH, INC.
COMMONWEALTH FINANCIAL NETWORK
LPL FINANCIAL LLC

Nearby Investors

MICHAEL L BENCIVENGO
KUSUM RAMCHANDANI
MAXWELL EDWARD MCLENNA

Nearby Offices

OSAIC WEALTH, INC. · NORTH HAVEN, CT
CETERA INVESTMENT ADVISERS LLC · NORTH HAVEN, CT
COMMONWEALTH FINANCIAL NETWORK · NORTH HAVEN, CT

More in North Haven, CT

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