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Inactive

Kelli Marie Hernandez

Mariner

Houston, TX

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-11-06
  • TX RA
    APPROVED
    Since 2019-11-06

Branch Locations

1800 Bering Drive Suite 250, Houston, TX 77057 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Dallas TX 02/2016 02/2019
Quest Capital Management Dallas TX 02/2016 02/2019
Wealth Covenant Group Llc Houston TX 03/2019 10/2019
Mariner Wealth Advisors Houston TX 10/2019 Present
  • 02/2016 → 02/2019
    Raymond James Financial Services, Inc.
    Dallas, TX
  • 02/2016 → 02/2019
    Quest Capital Management
    Dallas, TX
  • 03/2019 → 10/2019
    Wealth Covenant Group Llc
    Houston, TX
  • 10/2019 → Present
    Mariner Wealth Advisors
    Houston, TX
Previous Registrations
  • 2019-03-07 → 2019-10-22
    Wealth Covenant Group Llc
    Houston, TX
  • 2018-08-22 → 2019-02-01
    Quest Capital Management, Inc.
    Dallas, TX
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-07-13
  • S63 Uniform Securities Agent State Law Examination
    2015-07-13
Designations
Other Names
  • Kelli Pluta
  • Kelli Pluta Hernandez
  • Kelli Marie Pluta

View on SEC IAPD

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LPL FINANCIAL LLC
MARINER INDEPENDENT

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Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

More in Houston, TX

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