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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-04-06 |
| IL | RA | APPROVED | 2021-08-12 |
Branch Locations
390 E Congress Pkwy Ste 390-E, Crystal Lake, IL 60014 • United States
Saint Charles, IL • United States
2651 Warrenville Road Ste 200, Downers Grove, IL 60515 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Theresa Hannon Financial Group Ltd. | Oak Brook | IL | 01/2016 | 08/2021 |
| American Portfolios Financial Services, Inc. | Oak Brook | IL | 01/2016 | 08/2021 |
| Lpl Financial Llc | Downers Grove | IL | 08/2021 | Present |
1)08/05/2021 - PWA - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)01/25/2022 - Professional Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 08/12/2021 - 50 Hours Per Month/8 Hours During Securities Trading. 3) 07/20/2022 - PWA Financial Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 06/02/2022 - 2 Hours Per Month/2 Hours During Securities Trading 4) 05/24/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date 05/11/2023 - 5 Hours Per Month/ 0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-10-19 |
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