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Jimi Bipin Shah

LPl Financial LLC

Houston, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-25
NJ RA APPROVED 2024-10-09
  • TX RA
    APPROVED
    Since 2026-08-25
  • NJ RA
    APPROVED
    Since 2024-10-09

Branch Locations

730 Town And Country Blvd Ste 275, Houston, TX 77024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Van Leeuwen & Company, Llc Princeton NJ 08/2016 03/2021
Van Leeuwen & Company, Llc Princeton NJ 03/2021 Present
Lpl Financial Llc Princeton NJ 05/2015 Present
  • 08/2016 → 03/2021
    Van Leeuwen & Company, Llc
    Princeton, NJ
  • 03/2021 → Present
    Van Leeuwen & Company, Llc
    Princeton, NJ
  • 05/2015 → Present
    Princeton, NJ
Previous Registrations
  • 2021-03-15 → 2024-06-28
    Van Leeuwen & Company, Llc
    Princeton, NJ
Other Businesses

1) 07/30/2025 - Van Leeuwen & Co - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:06/12/2024 - 160 Hrs/Mth - 160 Hrs During Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-03-29
S65 Uniform Investment Adviser Law Examination 2021-03-11
  • S63 Uniform Securities Agent State Law Examination
    2025-03-29
  • S65 Uniform Investment Adviser Law Examination
    2021-03-11

View on SEC IAPD

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