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333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2026-08-24 |
| CA | RA | APPROVED | 2024-08-29 |
Branch Locations
Alexandria, VA • United States
333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Uber | Baltimore | MD | 06/2016 | 12/2017 |
| T.ROwe Price Investment Svcs., Inc./T.ROwe Price Associates, Inc | Baltimore | MD | 05/2015 | 05/2023 |
| The Vanguard Group, Inc./ Vanguard Marketing Corp. | Auburn Hills | MI | 06/2023 | 08/2024 |
| Capital Group / Capital Client Group, Inc. | Los Angeles | CA | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 2015-07-21 |
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