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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-27 |
| IA | RA | APPROVED | 2023-09-22 |
Branch Locations
6701 Westown Pkwy Ste 200, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avid Technical Resources | West Des Moines | IA | 08/2016 | 02/2019 |
| Principal Funds Distributors, Inc. | Des Moines | IA | 07/2021 | 09/2023 |
| Principal Securities Inc | Des Moines | IA | 02/2019 | 09/2021 |
| Principal Financial Group | Des Moines | IA | 02/2019 | 07/2021 |
| Principal Life Insurance Company | West Des Moines | IA | 09/2023 | Present |
| Principal Securities, Inc. | West Des Moines | IA | 09/2023 | Present |
OUTSIDE INSURANCE POSITION: Outside Insurance NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 1 START DATE: 09/27/2023 ADDRESS: 6701 Westown Parkway, Suite 200, West Des Moines IA 50266, United States DESCRIPTION: Fixed Insurance; Life, DI, Medical, LTC and Annuities Group Insurance: Life, DI, Dental, Vision and Health
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-15 |
| S63 | Uniform Securities Agent State Law Examination | 2019-04-23 |
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