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32 Mercer St. 3Rd Floor, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-08-13 |
| TX | RA | APPROVED | 2026-01-15 |
| NY | RA | APPROVED | 2025-11-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2015 | 11/2018 |
| Northwestern Mutual Investment Services Llc | Fairport | NY | 01/2016 | 07/2018 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 09/2016 | 11/2018 |
| Northwestern Mutual Investment Services, Llc | Boston | MA | 09/2016 | 11/2018 |
| Delphinus Financial Advisors, Llc | Foxboro | MA | 11/2018 | 11/2025 |
| Domain Money Advisors Llc | New York | NY | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-05-09 |
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