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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-08-10 |
| NY | RA | APPROVED | 2021-06-14 |
Branch Locations
622 3Rd Avenue Suite 900, New York, NY 10017 • United States
New York, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual | New York | NY | 10/2004 | Present |
| Mml Investors Services Inc. | New York | NY | 10/2004 | Present |
NAME: INSPIRED WEALTH STRATEGIES; WEALTH PROTECTION STRATEGIES INV REL: Y ADD: 622 3RD AVENUE 9TH FLOOR NEW YORK NY 10017 NATURE: INDIVIDUAL LIFE, HEALTH, GROUP LIFE, GROUP HEALTH. POSITION: SALES. DATE: 01/01/2010 HR/MO: 50 HR/MO DURING SEC TRADING: 10
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-12-08 |
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