Timothy Wayne Hicks

Employer firm

Hicks Financial Partners, LLC CRD 317831

$35.4M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• TAX PREPARATION SERVICES AND ESTATE PLANNING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 06/2017
  Securities America Inc.
  Pinehurst, NC
• 06/2016 → 06/2017
  Securities America Advisors
  Pinehurst, NC
• 06/2017 → 06/2018
  Ameriprise Financial Services Inc.
  Southern Pines, NC
• 06/2018 → 01/2022
  Garrett Investment Advisors, Llc
  Southern Pines, NC
• 11/2021 → Present
  Hicks Financial Partners, Llc
  Southern Pines, NC

Previous Registrations

• 2018-06-25 → 2022-02-02
  Cgn Advisors, Llc
  Southern Pines, NC
  Manhattan, KS
  Cary, NC
  Charlotte, NC
  Durham, NC
  Cary, NC
• 2017-06-07 → 2018-06-25
  Ameriprise Financial Services, Llc
  Southern Pines, NC
• 2016-06-13 → 2017-06-06
  Securities America Advisors, Inc.
  Pinehurst, NC
• 2016-01-22 → 2016-06-07
  Allstate Financial Advisors, Llc
  Pinehurst, NC

Other Businesses

Tim Hicks is a Participant in a Crown Exploration II, Ltd Joint Venture. 4024 Nazarene Drive Carrollton, Texas 75010. In this role, Tim Hicks is a passive member and has no active role in the company. The purpose of the venture is for investing, operating, and managing the company’s properties. This activity is investment-related. It does not take up any of Mr. Hicks’ time. Clients of HFP are not involved in, nor are they solicited to participate in this outside business activity. 06/2026 - Present Tim Hicks is an investor in Carolina Regional Surgery Center, LTD. 1021 MEDICAL CIR SUITE 100 MYRTLE BEACH, SC  29572-4618. In this role, Tim Hicks is a passive member and has no active role in the company. The purpose of the venture is for operating and managing the company. This activity is investment-related. It does not take up any of Mr. Hicks’ time. Clients of HFP are not involved in, nor are they solicited to participate in this outside business activity. 12/2025 - Present

Exams

• S63 Uniform Securities Agent State Law Examination
  2015-08-29
• S65 Uniform Investment Adviser Law Examination
  2015-03-04

Designations

• Certified Financial Planner

Other Names

• Tim Hicks