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Timothy Wayne Hicks

Hicks Financial Partners, LLC

Southern Pines, NC

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Current Employers
Hicks Financial Partners, Llc

225 N. Bennett Street, Suite G, Southern Pines, NC 28387 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-01-09
TX RA APPROVED_RES 2022-10-12
SC RA APPROVED 2022-04-11
NC RA APPROVED 2022-02-02
  • LA RA
    APPROVED
    Since 2026-01-09
  • TX RA
    APPROVED_RES
    Since 2022-10-12
  • SC RA
    APPROVED
    Since 2022-04-11
  • NC RA
    APPROVED
    Since 2022-02-02

Branch Locations

225 N. Bennett Street, Suite G, Southern Pines, NC 28387 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America Inc. Pinehurst NC 06/2016 06/2017
Securities America Advisors Pinehurst NC 06/2016 06/2017
Ameriprise Financial Services Inc. Southern Pines NC 06/2017 06/2018
Garrett Investment Advisors, Llc Southern Pines NC 06/2018 01/2022
Hicks Financial Partners, Llc Southern Pines NC 11/2021 Present
  • 06/2016 → 06/2017
    Securities America Inc.
    Pinehurst, NC
  • 06/2016 → 06/2017
    Securities America Advisors
    Pinehurst, NC
  • 06/2017 → 06/2018
    Ameriprise Financial Services Inc.
    Southern Pines, NC
  • 06/2018 → 01/2022
    Garrett Investment Advisors, Llc
    Southern Pines, NC
  • 11/2021 → Present
    Southern Pines, NC
Previous Registrations
Other Businesses

Tim Hicks is a Participant in a Crown Exploration II, Ltd Joint Venture. 4024 Nazarene Drive Carrollton, Texas 75010. In this role, Tim Hicks is a passive member and has no active role in the company. The purpose of the venture is for investing, operating, and managing the company’s properties. This activity is investment-related. It does not take up any of Mr. Hicks’ time. Clients of HFP are not involved in, nor are they solicited to participate in this outside business activity. 06/2026 - Present Tim Hicks is an investor in Carolina Regional Surgery Center, LTD. 1021 MEDICAL CIR SUITE 100 MYRTLE BEACH, SC  29572-4618. In this role, Tim Hicks is a passive member and has no active role in the company. The purpose of the venture is for operating and managing the company. This activity is investment-related. It does not take up any of Mr. Hicks’ time. Clients of HFP are not involved in, nor are they solicited to participate in this outside business activity. 12/2025 - Present

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-08-29
S65 Uniform Investment Adviser Law Examination 2015-03-04
  • S63 Uniform Securities Agent State Law Examination
    2015-08-29
  • S65 Uniform Investment Adviser Law Examination
    2015-03-04
Designations
Other Names
  • Tim Hicks

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