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225 N. Bennett Street, Suite G, Southern Pines, NC 28387 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2026-01-09 |
| TX | RA | APPROVED_RES | 2022-10-12 |
| SC | RA | APPROVED | 2022-04-11 |
| NC | RA | APPROVED | 2022-02-02 |
Branch Locations
225 N. Bennett Street, Suite G, Southern Pines, NC 28387 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Inc. | Pinehurst | NC | 06/2016 | 06/2017 |
| Securities America Advisors | Pinehurst | NC | 06/2016 | 06/2017 |
| Ameriprise Financial Services Inc. | Southern Pines | NC | 06/2017 | 06/2018 |
| Garrett Investment Advisors, Llc | Southern Pines | NC | 06/2018 | 01/2022 |
| Hicks Financial Partners, Llc | Southern Pines | NC | 11/2021 | Present |
Tim Hicks is a Participant in a Crown Exploration II, Ltd Joint Venture. 4024 Nazarene Drive Carrollton, Texas 75010. In this role, Tim Hicks is a passive member and has no active role in the company. The purpose of the venture is for investing, operating, and managing the company’s properties. This activity is investment-related. It does not take up any of Mr. Hicks’ time. Clients of HFP are not involved in, nor are they solicited to participate in this outside business activity. 06/2026 - Present Tim Hicks is an investor in Carolina Regional Surgery Center, LTD. 1021 MEDICAL CIR SUITE 100 MYRTLE BEACH, SC 29572-4618. In this role, Tim Hicks is a passive member and has no active role in the company. The purpose of the venture is for operating and managing the company. This activity is investment-related. It does not take up any of Mr. Hicks’ time. Clients of HFP are not involved in, nor are they solicited to participate in this outside business activity. 12/2025 - Present
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-08-29 |
| S65 | Uniform Investment Adviser Law Examination | 2015-03-04 |
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