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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-03-14 |
| WI | RA | APPROVED | 2023-03-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Brookfield | WI | 08/2018 | 02/2023 |
| Mahoney's Restaurant | Oshkosh | WI | 05/2018 | 08/2018 |
| Oshkosh Corporation | Oshkosh | WI | 11/2016 | 05/2018 |
| Classic Lanes | Neenah | WI | 01/2018 | 05/2018 |
| Charles Schwab Bank, Ssb | Brookfield | WI | 05/2020 | 02/2023 |
| Raymond James Financial Services, Inc. | Mequon | WI | 03/2023 | Present |
| Raymond James Financial Services Advisors, Inc. | Mequon | WI | 03/2023 | Present |
(1)Name of Business: Gentian Financial, Inc. Address: 12740 N River Rd, Mequon, WI, 53092-2227, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 02/10/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Planning, Managing client relationships
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-14 |
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