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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-11-14
  • MD RA
    APPROVED
    Since 2024-11-14

Branch Locations

909 Rose Avenue Suite 650, North Bethesda, MD 20852 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Bethesda MD 10/2015 11/2024
Prudential Insurance Company Of America Bethesda MD 03/2016 Present
Lpl Enterprise, Llc North Bethesda MD 11/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-04
S63 Uniform Securities Agent State Law Examination 2015-12-14
  • S66 Uniform Combined State Law Examination
    2018-06-04
  • S63 Uniform Securities Agent State Law Examination
    2015-12-14

View on SEC IAPD

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