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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-07-29
TX RA APPROVED 2024-07-29
  • CO RA
    APPROVED
    Since 2024-07-29
  • TX RA
    APPROVED
    Since 2024-07-29

Branch Locations

2516 W Main St, Littleton, CO 80120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Greenwood Village CO 10/2004 07/2024
Northwestern Mutual Life Insurance Company Greenwood Village CO 10/2004 07/2024
Raymond James Financial Services, Inc. Littleton CO 07/2024 Present
Raymond James Financial Services Advisors, Inc. Littleton CO 07/2024 Present
Previous Registrations
Other Businesses

(1)Name of Business: Bench in Golden, LLC Address: 1 Barrington Drive, littleton, CO, 80127, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: holding company for shares of partnership Talladega Holdings, LLC (2)Name of Business: Garrison Financial Group Address: 2516 W Main Street, Littleton, CO, 80120-1954, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 12/18/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Garrison Financial Group is the DBA for our Raymond James business (3)Name of Business: Talladega Holdings, LLC Address: 1 Barrington Dr, Littleton, CO, 80127, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: partnership that our RJ revenue goes into

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-30
S63 Uniform Securities Agent State Law Examination 2005-09-30
  • S66 Uniform Combined State Law Examination
    2007-08-30
  • S63 Uniform Securities Agent State Law Examination
    2005-09-30
Designations
Other Names
  • Craig A Garrison

View on SEC IAPD

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