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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-07-29 |
| TX | RA | APPROVED | 2024-07-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Greenwood Village | CO | 10/2004 | 07/2024 |
| Northwestern Mutual Life Insurance Company | Greenwood Village | CO | 10/2004 | 07/2024 |
| Raymond James Financial Services, Inc. | Littleton | CO | 07/2024 | Present |
| Raymond James Financial Services Advisors, Inc. | Littleton | CO | 07/2024 | Present |
(1)Name of Business: Bench in Golden, LLC Address: 1 Barrington Drive, littleton, CO, 80127, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: holding company for shares of partnership Talladega Holdings, LLC (2)Name of Business: Garrison Financial Group Address: 2516 W Main Street, Littleton, CO, 80120-1954, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 12/18/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Garrison Financial Group is the DBA for our Raymond James business (3)Name of Business: Talladega Holdings, LLC Address: 1 Barrington Dr, Littleton, CO, 80127, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: partnership that our RJ revenue goes into
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 2005-09-30 |
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