Yixuan Wei

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2021 → 03/2023
  Hightower Securities Llc
  White Plains, NY
• 05/2018 → 06/2021
  5Mway Capital Corporation
  New York, NY
• 03/2023 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 08/2013 → 05/2018
  Washington University
  St.LOuis, MO
• 04/2023 → Present
  Bank Of America N.A.
  New York, NY

Previous Registrations

• 2021-09-07 → 2023-03-23
  Hightower Advisors, Llc
  White Plains, NY

Other Businesses

I* 1664288For profit or not for profit: Entity For ProfitName of outside business organization: Dreamland One LLCInvestment related: noAddress of business: New York, NY, 10023Nature of business: Limited Liability CompanyPosition, title, association: OtherStart date of relationship: 02/01/2024Number of hours devoted: 2 monthlyNumber of hours devoted during trading hours: 0Duties: The entity is set up to hold a rental propertyI*: 2118266Entity Type: Entity For ProfitName of OBA: FMWAY Property LLCAddress: Long Island City, Ny 11101Investment Related: NoPosition, Title, Association: Owner Employee Start Date: 12/9/2024Number of Hours: 8 hrs mthlyNumber of Hours during trading: 0Duties: Hold a rental property I*2125278, Entity Type, Name of OBA: Rental Property 1 Address: Jersey City, New Jersey, 07307 Investment Related: N Position, Title, Association: Co-owner with other family members Employee Start Date: 12/16/2024 No Hours: 8 MO No Hours during trading: 0 Duties: Rental property pending closing by my wife and I. I*2674288, Entity Type: , Name of OBA: ZW, Address: Great Neck, New York, 11021, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 06/05/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams

• S63 Uniform Securities Agent State Law Examination
  2021-09-17
• S65 Uniform Investment Adviser Law Examination
  2018-12-14

Other Names

• Jay Wei