Lucas Scott Gray

Current Employers

Employment History

• 05/2015 → 06/2017
  Voya
  Des Moines, IA
• 05/2015 → 06/2017
  Directed Services, Llc
  Des Moines, IA
• 07/2017 → 09/2017
  Bank Mutual
  Beaver Dam, WI
• 09/2017 → 02/2018
  Usa Mutuals
  Milwaukee, WI
• 09/2017 → 02/2018
  Quasar Distributors, Llc
  Milwaukee, WI
• 07/2017 → 05/2018
  Sweet Mullets Brewery
  Oconomowoc, WI
• 02/2018 → 06/2020
  Esi Equity
  Delafield, WI
• 08/2019 → 04/2024
  Allerton Brewing Company, Llc
  Independence, IA
• 06/2020 → 12/2020
  United Planners Financial Services Of America
  Independence, IA
• 03/2021 → 09/2021
  Prairie Capital Markets
  Cedar Rapids, IA
• 12/2020 → 09/2021
  Prairie Capital Advisors, Inc.
  Cedar Rapids, IA
• 01/2024 → 12/2025
  Nations Financial Group, Inc.
  Cedar Rapids, IA
• 12/2025 → Present
  Berthel, Fisher & Company Financial Services, Inc.
  Independence, IA
• 12/2025 → Present
  Bfc Planning, Inc.
  Independence, IA

Previous Registrations

• 2024-02-06 → 2025-12-12
  Nations Financial Group, Inc.
  Cedar Rapids, IA
• 2020-07-02 → 2020-12-22
  United Planners' Financial Services Of America A Limited Partner
  Independence, IA

Other Businesses

Premier Animal Wellness & Surgery of Independence. Independence, IA 50644. Not investment related. Nature of business is veterinary clinic. Position is board member. Started 3/1/2023. Spend approx. 2 hrs/month on business with none during security trading hrs. Duties are board meetings and consulting. BAEL Ventures, LLC. Is investment related. 405 Enterprise Dr. Independence, IA 50644. Nature of business is business valuations. Position is owner. Started 10/22/2024. Spend approx. 10 hour per month on business. Spend approx. 0 hours per month during trading hours. Duties are to conduct business valuations.// Independence Lodge No 87 AF & AM Trust. Is investment related. 107 Market Ave Rowley, IA 52329. Nature of business is a trust. Position is 1 of 3 trustees on investment committee. Started 5/8/2025 Spend approx. 1 hour per month on business. Spend approx. 0 hours per month during trading hours. Duties are member of trustee committee. Business Appraisal and Evaluation Leaders. Independence, IA . Not investment related. Nature of business is business appraisals. Position is owner. Started 12/22/2025. Spend approx. 10 hrs/month on business with none during security trading hrs. Duties are conducting appraisals of closely held businesses.

Exams

• S66 Uniform Combined State Law Examination
  2024-02-02
• S63 Uniform Securities Agent State Law Examination
  2017-10-18

Other Names

• Luc Gray
• Lucas Gray