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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WY | RA | APPROVED | 2024-11-14 |
| DC | RA | APPROVED | 2024-02-09 |
| VA | RA | APPROVED | 2023-12-18 |
| NY | RA | APPROVED | 2021-04-16 |
| NJ | RA | APPROVED | 2020-03-20 |
| TX | RA | APPROVED | 2020-03-20 |
Branch Locations
777 Third Avenue 20Th Floor, New York, NY 10017-1401 • United States
Huntington, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc. | New York | NY | 08/2015 | 03/2020 |
| Ameriprise Financial Services, Inc | New York | NY | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc | New York | NY | 03/2020 | Present |
Independent Insurance Brokering; Oxford; 09/12/2022; Health / United Health Care; 09/01/2022; . Business Ownership; Tactical Consulting Group LLC; Owner; Tax Preparation; 147 Huntington Bay Rd, , Halesite, NY, 11743; Not Investment-Related; 10/15/2025; 20 to 39 hours per month; 0 during trading hours / TC Gonzalez Consulting Group; Owner; The business is an equipment rental business.; 147 Huntington Bay Rd, , Halesite, NY, 11743; Not Investment-Related; 12/01/2025; 10 to 19 hours per month; 0 during trading hours. Outside Employment; Air National Guard/United States Air Force; Financial Management Tech - Pay and entitlements for Military employees; ; One Maguire Way, , Newburgh, NY, 12550; Not Investment-Related; 05/20/2010; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 2015-07-23 |
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