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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-09-03 |
| TX | RA | APPROVED | 2017-10-17 |
| NC | RA | APPROVED | 2017-07-26 |
Branch Locations
4242 Six Forks Rd, Raleigh, NC 27609 • United States
110A Applecross Rd, Pinehurst, NC 28374 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cary | NC | 05/2017 | Present |
| Young Life Greensboro | Greensboro | NC | 08/2016 | 04/2017 |
| Bank Of America, N.A. | Cary | NC | 07/2017 | Present |
I*888261 Entity Type: For Profit Name of outside business organization: Bakehouse LLC Investment related: No Address of business: Whispering Pines, North Carolina 28327 Position, title, association: General Partner/Managing Member, Owner Start date of relationship: 7/1/2022 Number of hours devoted: 1 hour Monthly Number of hours devoted during trading hours: 0 Duties: Restaurant. I would provide capital as a 50% owner. My partner will provide the management team to operate the business. I*1365258 Entity Type: For Profit Name of outside business organization: Thomas Farm, LLC Investment related: No Address of business: Aberdeen, North Carolina, 28315 Position, title, association: Owner Start date of relationship: 6/22/2023 Number of hours devoted: 10 hours Weekly Number of hours devoted during trading hours: 0 Duties: Family Farm. My wife and I co-own it and I will be responsible for chores such as feeding animals, etc outside of business hours. I*: 2507270 Entity Type: Charitable Name of OBA: Sandhills Presbyterian Church Address: Southern Pines, NC 28387 Investment Related: No Position, Title, Association: Deacon Employee Start Date: 6/8/2025 Number of Hours: 1 hr wkly Number of Hours during trading: 0 Duties: Deacon at church. Responsibilities would be helping set up for church events, organizing groups so serve those in need, etc.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-25 |
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