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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-09-03
TX RA APPROVED 2017-10-17
NC RA APPROVED 2017-07-26
  • SC RA
    APPROVED
    Since 2025-09-03
  • TX RA
    APPROVED
    Since 2017-10-17
  • NC RA
    APPROVED
    Since 2017-07-26

Branch Locations

4242 Six Forks Rd, Raleigh, NC 27609 • United States

110A Applecross Rd, Pinehurst, NC 28374 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cary NC 05/2017 Present
Young Life Greensboro Greensboro NC 08/2016 04/2017
Bank Of America, N.A. Cary NC 07/2017 Present
Other Businesses

I*888261 Entity Type: For Profit Name of outside business organization: Bakehouse LLC Investment related: No Address of business: Whispering Pines, North Carolina 28327 Position, title, association: General Partner/Managing Member, Owner Start date of relationship: 7/1/2022 Number of hours devoted: 1 hour Monthly Number of hours devoted during trading hours: 0 Duties: Restaurant. I would provide capital as a 50% owner. My partner will provide the management team to operate the business. I*1365258 Entity Type: For Profit Name of outside business organization: Thomas Farm, LLC Investment related: No Address of business: Aberdeen, North Carolina, 28315 Position, title, association: Owner Start date of relationship: 6/22/2023 Number of hours devoted: 10 hours Weekly Number of hours devoted during trading hours: 0 Duties: Family Farm. My wife and I co-own it and I will be responsible for chores such as feeding animals, etc outside of business hours. I*: 2507270 Entity Type: Charitable Name of OBA: Sandhills Presbyterian Church Address: Southern Pines, NC 28387 Investment Related: No Position, Title, Association: Deacon Employee Start Date: 6/8/2025 Number of Hours: 1 hr wkly Number of Hours during trading: 0 Duties: Deacon at church. Responsibilities would be helping set up for church events, organizing groups so serve those in need, etc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-25
  • S66 Uniform Combined State Law Examination
    2017-07-25
Other Names
  • William W Thomas
  • Will Thomas
  • William Thomas

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