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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-08
IA RA APPROVED 2015-08-11
  • TX RA
    APPROVED_RES
    Since 2021-03-08
  • IA RA
    APPROVED
    Since 2015-08-11

Branch Locations

6701 Westown Pkwy Ste 200, West Des Moines, IA 50266 • United States

223 W 5Th St, Carroll, IA 51401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Wdm IA 05/2015 Present
Principal Securities Inc Des Moines IA 03/2016 Present
Roshek Skinner Financial Services West Des Moines IA 11/2022 Present
Journey Financial Advisors West Des Moines IA 07/2025 Present
  • 05/2015 → Present
    Principal Life Insurance Company
    Wdm, IA
  • 03/2016 → Present
    Des Moines, IA
  • 11/2022 → Present
    Roshek Skinner Financial Services
    West Des Moines, IA
  • 07/2025 → Present
    Journey Financial Advisors
    West Des Moines, IA
Other Businesses

**Fixed insurance, Life, Annuities, DI, LTC, 2/19/16. **KS Financial LLC; Not Investment Related; West Des Moines, IA; Owner; LLC to file taxes through as an S-Corp, Sole owner; Start Date: 09/01/2020; na hrs per month; na during trading hours. **STRUCTURED ATTORNEY FEES POSITION: Agent NATURE: Structured Settlements INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 11/20/2023 ADDRESS: 6701 Westown Pkwy, Suite #200, West Des Moines IA 50266, United States DESCRIPTION: This OBA is for helping attorneys structure their fees to defer taxes using SPIA & DIA products. We will be paid from the insurance companies. We will be split on the cases and we will not be paid via referral fees. Our primary duties will be assisting in the design and implementation of the products with no ongoing service. Any conversations with attorneys regarding this will be outside of securities conversations. **INSURANCE / Journey Financial Advisors (DBA) POSITION: Financial Advisor NATURE: Life Insurance, Mutual funds/securities/VA/VL, Financial Strategies, annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 07/15/2025 ADDRESS: 6701 Westown Pkwy, Suite 200, West Des Moines IA 50266, United States DESCRIPTION: We will be working with clients/prospects from the bank to help them plan and prepare for retirement. Invest money and cover life insurance needs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-10
  • S66 Uniform Combined State Law Examination
    2015-08-10

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