Best Investors Account Sign in

Matthew Robinson Roeser

Morgan Stanley

Deerfield, IL

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-03-26
IL RA APPROVED 2019-08-26
  • TX RA
    APPROVED
    Since 2020-03-26
  • IL RA
    APPROVED
    Since 2019-08-26

Branch Locations

111 South Pfingsten Road Suite 200, Deerfield, IL 60015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Indiana University Bloomington Bloomington IN 08/2014 06/2018
Michael Page London 06/2017 07/2017
Nuveen Securities, Llc Chicago IL 06/2018 07/2019
Morgan Stanley Deerfield IL 08/2019 Present
Morgan Stanley Private Bank, N.A New York NY 01/2023 Present
  • 08/2014 → 06/2018
    Indiana University Bloomington
    Bloomington, IN
  • 06/2017 → 07/2017
    Michael Page
    London
  • 06/2018 → 07/2019
    Nuveen Securities, Llc
    Chicago, IL
  • 08/2019 → Present
    Morgan Stanley
    Deerfield, IL
  • 01/2023 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-17
  • S66 Uniform Combined State Law Examination
    2018-12-17

View on SEC IAPD

Other Firms

CAPITAL RESOURCE MANAGEMENT,INC.
ROBERTS, GLORE & CO.
PICKWICK WEALTH MANAGEMENT
OSAIC WEALTH, INC.
WAVERLY ADVISORS, LLC
LPL FINANCIAL LLC
NADLER FINANCIAL GROUP, INC.
PARKSIDE INVESTMENTS, LLC

Other Investors

DAVID SCOTT PEARLSTEIN
STEVEN SCOTT HOWARD
Farrahlyn S Vo
TIMOTHY PAUL SWIAT
LAURA LEE CARDINAL
PAMELA A CAIN
Amy E Kalas
LANCE PAUL EATON

Other Offices

CAPITAL RESOURCE MANAGEMENT,INC. · DEERFIELD, IL
ROBERTS, GLORE & CO. · DEERFIELD, IL
PICKWICK WEALTH MANAGEMENT · DEERFIELD, IL
OSAIC WEALTH, INC. · DEERFIELD, IL
WAVERLY ADVISORS, LLC · Deerfield, IL
LPL FINANCIAL LLC · Deerfield, IL
NADLER FINANCIAL GROUP, INC. · DEERFIELD, IL
PARKSIDE INVESTMENTS, LLC · DEERFIELD, IL

More in Deerfield, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor