Best Investors
Account
Sign in
Best Investors
Account
Sign in
J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-11 |
| CA | RA | APPROVED | 2021-08-10 |
Branch Locations
270 Park Ave Floor 10, New York, NY 10017 • United States
560 Mission St Floor 22, San Francisco, CA 94105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | San Francisco | CA | 07/2012 | 04/2018 |
| Oppenheimer & Co. Inc. | San Francisco | CA | 05/2018 | 09/2019 |
| Jpmorgan Chase Bank Na | San Francisco | CA | 07/2021 | Present |
| Jpmorgan Securities Llc | San Francisco | CA | 07/2021 | Present |
| Unemployed | San Francisco | CA | 10/2019 | 06/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-30 |
Reach out to this advisor