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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-08-29 |
Branch Locations
300 Franklin Ave, Waco, TX 76701 • United States
201 Main St 4Th Fl [Tg-Rbo], Fort Worth, TX 76102 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bbva Securities, Inc. | Austin | TX | 06/2018 | 05/2019 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 06/2018 | 05/2019 |
| Compass Bank | Birmingham | AL | 05/2018 | 05/2019 |
| Unemployed | Austin | TX | 04/2018 | 05/2018 |
| Charles Schwab | Austin | TX | 01/2017 | 03/2018 |
| Unemployed | Austin | TX | 11/2016 | 01/2017 |
| Edward Jones | Caldwell | TX | 06/2015 | 11/2016 |
| Bbva Wealth Solutions Inc. | Austin | TX | 07/2018 | 05/2019 |
| Wells Fargo Bank, Na | Austin | TX | 08/2019 | Present |
| Wells Fargo Clearing Services, Llc | Austin | TX | 08/2019 | Present |
| Unemployed | Temple | TX | 05/2019 | 08/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-17 |
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