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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2013-02-07 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
San Diego, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Chans Waterhole Inc. | San Diego | CA | 12/2010 | Present |
| Lpl Financial Llc | San Diego | CA | 01/2013 | Present |
1. 02/06/2013 - CHANS WATERHOLE, INC - Family Business - VP OF FAMILY BUSINESS, Cocktail lounges OPERATED BY SPOUSE. 2. 04/22/2016; MDC Investment; Other - Family business; NOT INV REL; AT REPORTED BUSINESS LOCATION(S); START DATE 12/01/2010; VP; co-owner of the business, b. no, c. no; 0 HRS/MO; 0 HRS DURING SECS TRADING HRS. 3. 11/19/2018 - No Business Name - Not Investment Related - San Diego CA 92116 - Real Estate Rental - Started 09/01/2018 - 0 Hours Per Month - Purchased the property in Aug 2018 as a rental property. Husband is managing it.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 2005-02-25 |
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