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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2013-02-07
  • CA RA
    APPROVED
    Since 2013-02-07

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chans Waterhole Inc. San Diego CA 12/2010 Present
Lpl Financial Llc San Diego CA 01/2013 Present
  • 12/2010 → Present
    Chans Waterhole Inc.
    San Diego, CA
  • 01/2013 → Present
    San Diego, CA
Previous Registrations
  • 2008-02-01 → 2012-09-25
    Harrisdirect Llc
    Arlington, VA
Other Businesses

1. 02/06/2013 - CHANS WATERHOLE, INC - Family Business - VP OF FAMILY BUSINESS, Cocktail lounges OPERATED BY SPOUSE. 2. 04/22/2016; MDC Investment; Other - Family business; NOT INV REL; AT REPORTED BUSINESS LOCATION(S); START DATE 12/01/2010; VP; co-owner of the business, b. no, c. no; 0 HRS/MO; 0 HRS DURING SECS TRADING HRS. 3. 11/19/2018 - No Business Name - Not Investment Related - San Diego CA 92116 - Real Estate Rental - Started 09/01/2018 - 0 Hours Per Month - Purchased the property in Aug 2018 as a rental property. Husband is managing it.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-31
S63 Uniform Securities Agent State Law Examination 2005-02-25
  • S66 Uniform Combined State Law Examination
    2008-01-31
  • S63 Uniform Securities Agent State Law Examination
    2005-02-25
Other Names
  • Michelle Chan

View on SEC IAPD

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