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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-14 |
| FL | RA | APPROVED | 2022-11-10 |
Branch Locations
401 E Las Olas Blvd, Fort Lauderdale, FL 33301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ally Invest Securities Llc | Fort Lauderdale | FL | 05/2015 | 06/2021 |
| R.H. Hansford & Company, Inc. | Miami Beach | FL | 07/2021 | 09/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Ft Lauderdale | FL | 09/2022 | Present |
| Tradeking | Ft Lauderdale | FL | 05/2015 | 04/2017 |
| Bank Of America, N.A. | Fort Lauderdale | FL | 11/2022 | Present |
I*, 2162289 Entity Type: Name of OBA: Plantation Club Address: Plantation, FL 33317 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 02/27/2025 No Hours: 4hrs per week No Hours during trading: 0 Duties: The entity is the association of my condominium and i will be a board member to help with condo needs and changes. I will help interview new owners, review financial statements, assist with decisions for upgrades and maintenance around the condominium.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-29 |
| S63 | Uniform Securities Agent State Law Examination | 2017-01-27 |
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