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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-24 |
| NY | RA | APPROVED | 2022-12-24 |
Branch Locations
55 East 52Nd Street 12Th Floor, New York, NY 10055 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jefferies Llc | New York | NY | 12/2021 | 04/2022 |
| Mufg | New York | NY | 11/2015 | 05/2018 |
| Icap | New York | NY | 05/2018 | 08/2018 |
| Mufg | New York | NY | 08/2018 | 11/2021 |
| Morgan Stanley Smith Barney Llc | New York | NY | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-24 |
| S63 | Uniform Securities Agent State Law Examination | 2022-03-09 |
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