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Nickolas Clark Ward

Morgan Stanley

Peoria, IL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-07-05
IN RA APPROVED 2022-06-09
TX RA APPROVED 2022-06-09
  • IL RA
    APPROVED
    Since 2022-07-05
  • IN RA
    APPROVED
    Since 2022-06-09
  • TX RA
    APPROVED
    Since 2022-06-09

Branch Locations

211 Fulton Street Suite 500A, Peoria, IL 61602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Panama City FL 05/2015 11/2016
Wells Fargo Bank Na Panama City FL 10/2012 06/2021
Wells Fargo Clearing Services, Llc Panama City FL 11/2016 06/2021
Infinex Investments, Inc. Meriden CT 06/2021 05/2022
Illinois National Bank Peoria IL 06/2021 05/2022
Morgan Stanley Peoria IL 05/2022 Present
  • 05/2015 → 11/2016
    Wells Fargo Advisors, Llc.
    Panama City, FL
  • 10/2012 → 06/2021
    Wells Fargo Bank Na
    Panama City, FL
  • 11/2016 → 06/2021
    Wells Fargo Clearing Services, Llc
    Panama City, FL
  • 06/2021 → 05/2022
    Infinex Investments, Inc.
    Meriden, CT
  • 06/2021 → 05/2022
    Illinois National Bank
    Peoria, IL
  • 05/2022 → Present
    Morgan Stanley
    Peoria, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-17
S63 Uniform Securities Agent State Law Examination 2015-07-07
  • S66 Uniform Combined State Law Examination
    2020-12-17
  • S63 Uniform Securities Agent State Law Examination
    2015-07-07

View on SEC IAPD

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LPL FINANCIAL LLC
REATHERFORD WEALTH MANAGEMENT LLC
OSAIC WEALTH, INC.
GUARDIAN WEALTH MANAGEMENT INC.
KESTRA ADVISORY SERVICES, LLC
MML INVESTORS SERVICES, LLC

Other Investors

ELIZABETH KARON MILLER
William Cohen
CAROLYN G DAVIS
Kory V Barlow
TAMARA L THOMPSON
MARY JO MOEHLENHOF
Mark ALLAN Robben
BRIAN T ABRAHAM

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PEORIA, IL
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC · PEORIA, IL
LPL FINANCIAL LLC · PEORIA, IL
REATHERFORD WEALTH MANAGEMENT LLC · PEORIA, IL
OSAIC WEALTH, INC. · PEORIA, IL
LPL FINANCIAL LLC · PEORIA, IL
GUARDIAN WEALTH MANAGEMENT INC. · PEORIA, IL
KESTRA ADVISORY SERVICES, LLC · Peoria, IL

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