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Eric Matthew Filippone

Buckram Securities Ltd

Locust Valley, NY

CRD 6491895

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Employer firm

Buckram Securities Ltd CRD 126976

$117M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Buckram Securities Ltd

168 Forest Avenue Suite 202, Locust Valley, NY 11560 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-03-10
  • NY RA
    APPROVED
    Since 2022-03-10

Branch Locations

168 Forest Avenue Suite 202, Locust Valley, NY 11560 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Glen Cove NY 09/2016 11/2016
Buckram Securities Ltd. Glen Cove NY 11/2016 Present
Other Businesses

E Filippone LLC was established on 9/26/2023 for Personal Training Lessons. There is no time spent during securities trading hours on the outside business activity. This is a Non-Investment Related activity.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-10
S65 Uniform Investment Adviser Law Examination 2017-01-25
S63 Uniform Securities Agent State Law Examination 2015-06-06
  • S66 Uniform Combined State Law Examination
    2022-03-10
  • S65 Uniform Investment Adviser Law Examination
    2017-01-25
  • S63 Uniform Securities Agent State Law Examination
    2015-06-06

View on SEC IAPD

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