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168 Forest Avenue Suite 202, Locust Valley, NY 11560 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-03-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Glen Cove | NY | 09/2016 | 11/2016 |
| Buckram Securities Ltd. | Glen Cove | NY | 11/2016 | Present |
E Filippone LLC was established on 9/26/2023 for Personal Training Lessons. There is no time spent during securities trading hours on the outside business activity. This is a Non-Investment Related activity.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-10 |
| S65 | Uniform Investment Adviser Law Examination | 2017-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 2015-06-06 |
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