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Heather M Verrill

Principal Securities, Inc.

Des Moines, IA

Buckfield, ME

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2024-07-22
  • ME RA
    APPROVED
    Since 2024-07-22

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Buckfield, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Bank, Na Portland ME 03/2012 07/2018
Key Investment Services Llc Portland ME 05/2015 07/2018
Td Bank, Na Auburn ME 07/2018 10/2018
Androscoggin Bank Auburn ME 10/2018 08/2021
Cornerstone Wealth Planning Auburn ME 09/2021 06/2022
Lpl Financial, Llc Auburn ME 07/2021 06/2022
Principal Life Insurance Buckfield ME 06/2022 Present
Principal Securities, Inc. Des Moines IA 08/2022 Present
  • 03/2012 → 07/2018
    Key Bank, Na
    Portland, ME
  • 05/2015 → 07/2018
    Key Investment Services Llc
    Portland, ME
  • 07/2018 → 10/2018
    Td Bank, Na
    Auburn, ME
  • 10/2018 → 08/2021
    Androscoggin Bank
    Auburn, ME
  • 09/2021 → 06/2022
    Cornerstone Wealth Planning
    Auburn, ME
  • 07/2021 → 06/2022
    Lpl Financial, Llc
    Auburn, ME
  • 06/2022 → Present
    Principal Life Insurance
    Buckfield, ME
  • 08/2022 → Present
    Principal Securities, Inc.
    Des Moines, IA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-29
S63 Uniform Securities Agent State Law Examination 2015-08-24
  • S66 Uniform Combined State Law Examination
    2021-11-29
  • S63 Uniform Securities Agent State Law Examination
    2015-08-24
Other Names
  • Heather M Dube
  • Heather Verrill

View on SEC IAPD

Other Firms

OSAIC INSTITUTIONS, INC.
EQUITABLE ADVISORS, LLC
LPL FINANCIAL LLC
OSAIC WEALTH, INC.
EDWARD JONES
WEST FINANCIAL ADVISORS, L.L.C.
AVANTAX PLANNING PARTNERS, INC.
PROSPECTIVE VALUE PARTNERS LLC

Other Investors

Kathryn Leeper Hooper
ROGER ROBERT RUDEN
Christian Harrison Rogers
ARRON STEVEN CRAMER
RICHARD STEVENS YODER
AARON PLASKAS
CHRISTOPHER E JANDA
Penny Sue Hein

Other Offices

OSAIC INSTITUTIONS, INC. · Des Moines, IA
EQUITABLE ADVISORS, LLC · DES MOINES, IA
LPL FINANCIAL LLC · DES MOINES, IA
OSAIC WEALTH, INC. · DES MOINES, IA
EDWARD JONES · DES MOINES, IA
WEST FINANCIAL ADVISORS, L.L.C. · DES MOINES, IA
AVANTAX PLANNING PARTNERS, INC. · Des Moines, IA
PROSPECTIVE VALUE PARTNERS LLC · DES MOINES, IA

More in Des Moines, IA

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