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725 Fifth Ave., 23Rd Fl., New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2024-07-11 |
| MA | RA | APPROVED | 2024-04-18 |
| FL | RA | APPROVED | 2023-09-25 |
| NJ | RA | APPROVED | 2023-09-22 |
| PA | RA | APPROVED | 2023-09-06 |
| CT | RA | APPROVED | 2023-09-05 |
| NY | RA | APPROVED | 2023-09-05 |
Branch Locations
725 Fifth Avenue, 23Rd Fl., New York, NY 10022 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| St. John Fisher College | Rochester | NY | 09/2013 | 05/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 06/2016 | 08/2019 |
| Bank Of America, N.A. | Pennington | NJ | 08/2017 | 08/2019 |
| Morgan Stanley | New York | NY | 08/2019 | Present |
| Dominari Securities Llc | New York | NY | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-22 |
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