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3945 Freedom Circle, Santa Clara, CA 95054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-06 |
| CA | RA | APPROVED | 2018-11-01 |
Branch Locations
2400 East Katella Suite 910, Anaheim, CA 92806 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edelman Financial Services, Llc | Fairfax | VA | 11/2015 | 11/2018 |
| Ef Legacy Securities, Llc | Henrico | VA | 04/2016 | 10/2018 |
| Financial Engines Advisors L.L.C. | Sunnyvale | CA | 11/2018 | 02/2025 |
| Edelman Financial Engines | Santa Clara | CA | 02/2025 | Present |
(1) Rental Property; INVESTMENT RELATED: No; ADDRESS: 1801 E. Katella Ave, #1063, Anaheim, CA 92805; NATURE: Rental Property; POSITION: Landlord/Owner; START DATE: 01/01/2009; NUMBER OF HOURS/MONTH: 1 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0 Hrs.; DUTIES: Oversee property management company. (2) I
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 2005-09-26 |
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