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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-01
  • TX RA
    APPROVED
    Since 2026-06-01

Branch Locations

10850 Bellaire Blvd., Houston, TX 77072 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Houston TX 05/2026 Present
J.P. Morgan Securities Llc Houston TX 05/2026 Present
Byd Group Llc Houston TX 11/2023 Present
Edward Jones Sugar Land TX 07/2025 03/2026
Fidelity Investments Houston TX 03/2022 06/2025
Unemployed Houston TX 01/2022 02/2022
Frost Brokerage Services Inc. Bellaire TX 05/2015 12/2021
  • 05/2026 → Present
    Jpmorgan Chase Bank, N.A.
    Houston, TX
  • 05/2026 → Present
    Houston, TX
  • 11/2023 → Present
    Byd Group Llc
    Houston , TX
  • 07/2025 → 03/2026
    Sugar Land, TX
  • 03/2022 → 06/2025
    Fidelity Investments
    Houston, TX
  • 01/2022 → 02/2022
    Unemployed
    Houston, TX
  • 05/2015 → 12/2021
    Frost Brokerage Services Inc.
    Bellaire, TX
Previous Registrations
  • 2025-07-28 → 2026-03-18
    Sugar Land, TX
    Houston, TX
    St Louis, MO
  • 2025-03-31 → 2025-05-28
    Boston, MA
    Houston, TX
  • 2023-11-20 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Houston, TX
Other Businesses

NAME OF OTHER BUSINESS:BYD Group LLC IS THIS OTHER BUSINESS INVESTMENT RELATED?:No ADDRESS:5900 Balcones Drive STE 100,Austin,TX,78731,USA NATURE OF OTHER BUSINESS:Family Arcade YOUR POSITION, TITLE, OR RELATIONSHIP WITH THIS OTHER BUSINESS:Personally investing in or owning another company START DATE OF YOUR RELATIONSHIP:2023-11-20 APPROXIMATE NUMBER OF HOURS/MONTH YOU DEVOTE TO THE OTHER BUSINESS:15 NUMBER OF HOURS DEVOTED TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS:0 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS:Bookkeeping IS THIS A RESIDENTIAL ADDRESS?:No

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-20
S63 Uniform Securities Agent State Law Examination 2022-04-23
  • S66 Uniform Combined State Law Examination
    2023-10-20
  • S63 Uniform Securities Agent State Law Examination
    2022-04-23
Other Names
  • Duc Danh Nguyen
  • Duc D Nguyen

View on SEC IAPD

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