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11477 Olde Cabin Road Suite 310, Saint Louis, MO 63141 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-12-06 |
Branch Locations
11477 Olde Cabin Road Suite 310, Saint Louis, MO 63141 • United States
12 Greenway Plaza Suite 1100, Houston, TX 77046 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | 07/2017 |
| Mml Investors Services, Llc | Houston | TX | 03/2017 | 07/2017 |
| Morgan Stanley | Houston | TX | 07/2017 | 01/2018 |
| Regal Investment Advisors | Kentwood | MI | 01/2018 | 01/2018 |
| Regulus Advisors | Kentwood | MI | 01/2018 | 01/2018 |
| Vestech Securities, Inc. | St Louis | MO | 02/2018 | Present |
| Vestech Asset Management, Inc. | Saint Louis | MO | 12/2018 | Present |
1) Independent insurance agent registered in TX since March 2014, operating from 12 Greenway Plaza suite 1100, Houston, TX 77046, selling life and health, property and casualty general lines insurance products (non-securities related). Approximately 10 hours a month are devoted to the business during trading hours. Duties related to the business include maintaining client relationships and procure applications and insurance policies. 2) Royal Crown Wealth Management, Investment-related, 12 Greenway Plaza suite 1100, Houston, TX 77046, Doing Business As for investment related business, sole member of the LLC, start date of 01/30/2019, 300 hours per month, 180 trading hours per month, doing business as for investment related business. 3) Royal Crown Insurance Agency since July 2020, operating from 12 Greenway Plaza suite 1100, Houston, TX 77046, selling life and health, property and casualty general lines insurance products (non-securities related). Approximately 20 hours a month are devoted to the business during non-trading hours. Duties related to the business include maintaining client relationships and procure applications and insurance policies. 4) Royal Crown Enterprise LLC, Not Investment Related, 3513 Kingstone Drive, Friendswood, TX, 77546, Real estate development and services, Owner and President, 08/2021, 4 hours/month, 0 hours/month trading hours, will act the company's owner and president. 5) Vestech Securities, Inc, Investment Related, 12 Greenway Plaza suite 1100, Houston, TX 77046, Broker Dealer, Financial Representative, 02/2018, 180 hrs, 180 hrs, financial representative helping clients achieve their financial goals. 6) Galveston Seawall Property LLC., Not Investment Related, 9000 Richmond Ave., Houston, TX, 77036, Real Estate Company, consultant, 12/2024, 0 hours/month, 0 hours/month trading hours, will act as a consultant for the business. 7) Sachs Avenue, LLC. Non-invested related. 3513 Kingston Drive, Friendship, TX, 77546. Real estate management. Passive member/Owner. 05/2025. 8/10 hours a month during non-trading hours. Nature of business is to develop and manage real estate. 8) Friendswood French Bakery, LLC. Non-invested related. 4001 FM 528 Road, Suite 105, Friendswood, TX, 77546. Bakery. Partial Owner, LLC Member. 04/2026 start date. 50/60 per month. 0 during trading hours. Investor.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-12 |
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