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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-11-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian | San Diego | CA | 04/2016 | 10/2017 |
| Park Ave Securities | San Diego | CA | 04/2016 | 10/2017 |
| Guardian Life Insurance Company | La Jolla | CA | 04/2016 | 10/2018 |
| Park Avenue Securities | La Jolla | CA | 04/2016 | 10/2018 |
| Lpl Financial Llc | San Diego | CA | 10/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-03-11 |
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