Douglas Angelo Moglia

Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2019 → 03/2023
  Morgan Stanley
  New York, NY
• 03/2017 → 09/2019
  Bny Mellon
  New York, NY
• 08/2016 → 02/2017
  Unemployed After College
  Linwood, NJ
• 05/2024 → Present
  Rockefeller Capital Management
  Ny, NY
• 05/2024 → Present
  Rockefeller Financial Llc
  Ny, NY
• 04/2023 → 11/2023
  Game Of Trades
  Jersey City, NJ
• 11/2023 → 04/2024
  Unemployed
  Jersey City, NJ

Previous Registrations

• 2020-05-18 → 2023-04-11
  Morgan Stanley
  Purchase, NY
  Purchase, NY
  New York, NY

Exams

• S63 Uniform Securities Agent State Law Examination
  2019-12-23

Designations

• Chartered Financial Analyst

Other Names

• Douglas Angelo Moglia
• Douglas Moglia