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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2020-01-13 |
| TX | RA | APPROVED | 2020-01-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial, Inc | Red Bank | NJ | 01/2009 | 01/2020 |
| Triton Financial Planning Group Inc. | Port Monmouth | NJ | 09/2015 | 01/2020 |
| Lpl Financial, Llc | Red Bank | NJ | 01/2020 | Present |
1. 1/9/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 1/9/2019 - Selling Life, Health, LTC. 2. 1/9/2020 - Triton Financial Planning Group, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 1/8/2020.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-06-27 |
| S65 | Uniform Investment Adviser Law Examination | 2005-04-08 |
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