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11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-26 |
Branch Locations
11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States
1040 S. Trade Days Blvd, Canton, TX 75103 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Dallas | TX | 09/2016 | 05/2021 |
| New York Life Insurance Co | Dallas | TX | 09/2016 | 05/2021 |
| San Blas Securities, Llc | Atlanta | GA | 05/2021 | 06/2023 |
| Kingswood Capital Partners, Llc | Canton | TX | 06/2023 | Present |
| Kingswood Wealth Advisors, Llc | Canton | TX | 06/2023 | Present |
1) City Councilman of Canton, TX - not investment related - 201 N Buffalo St Canton, TX 75103 - Make decisions for the city with regard to taxes, staff, and budget - city councilman - 11/2020 - 3 hours - 0 hours - vote on city code., taxation, building projects, and other things to help the municipality function. 2) Fowler and Sons Investments, LLC - not investment-related - 1814 Meadowview Canton, TX 75103 - owner - 3/1/2023 - 3 hours - 0 hours - collect rent and any kind of maintenance. Pay mortgage and utility bills 3) Fowler Financial Group, LLC - investment related - 1040 S Trade Days Blvd Canton TX 75103 - financial advisory practice - owner/advisor - 6/2021 - 160 hours - 160 hours - this is the corporation and firm where I do financial advising and my financial practice through. I am the sole owner and it is set up as an LLC. At this time we have no staff outside of myself/ This is also my DBA. 4) Chamber of Commerce Board Member - not investment related - 201 N Buffalo St Canton, TX 75103 - local chamber of commerce - board member - 9/2016 - 3 hours - 0 hours - I am a board member and we vote on Chamber activities, connect with local businesses, develop new relationships, and maintain current business relationships 5) Insurance Brokering - investment related - 1040 S Trade Days Blvd Canton TX 75103 - insurance and annuity sales - agent - 10/2014 - 20 hours - 10 hours - contracted with multiple insurance carriers to be able to find the right carrier for the client when it comes to life insurance, disability, and fixed annuities Insurance Brokering,Is Investment Related,"1040 S. Trade Days Blvd., , Canton, TX, 75103, United States",Agent,Insurance and Annuity Sales Agent,10/1/2014,20 hours per month,10 hours per month during trading hours,Commission Compensation,"contracted with multiple insurance carriers to be able to find the right carrier for the client when it comes to life insurance, disability, and fixed annuities" Canton Education Foundation,Is Not Investment Related,"1045 S Buffalo St, , Canton, TX, 75103, United States",Non Profit to benefit Canton ISD Teachers,Secretary,9/1/2024,2 hours per month,1 hours per month during trading hours,No Compensation Compensation,Help start up non profit to benefit teachers for Canton ISD with grants with money raised from local fund raisers.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 2016-05-19 |
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