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Current Employers
Kingswood Wealth Advisors, Llc

11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-26
  • TX RA
    APPROVED
    Since 2023-06-26

Branch Locations

11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States

1040 S. Trade Days Blvd, Canton, TX 75103 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Dallas TX 09/2016 05/2021
New York Life Insurance Co Dallas TX 09/2016 05/2021
San Blas Securities, Llc Atlanta GA 05/2021 06/2023
Kingswood Capital Partners, Llc Canton TX 06/2023 Present
Kingswood Wealth Advisors, Llc Canton TX 06/2023 Present
  • 09/2016 → 05/2021
    Nylife Securities Llc
    Dallas, TX
  • 09/2016 → 05/2021
    New York Life Insurance Co
    Dallas, TX
  • 05/2021 → 06/2023
    San Blas Securities, Llc
    Atlanta, GA
  • 06/2023 → Present
    Kingswood Capital Partners, Llc
    Canton, TX
  • 06/2023 → Present
    Canton, TX
Previous Registrations
Other Businesses

1) City Councilman of Canton, TX - not investment related - 201 N Buffalo St Canton, TX 75103 - Make decisions for the city with regard to taxes, staff, and budget - city councilman - 11/2020 - 3 hours - 0 hours - vote on city code., taxation, building projects, and other things to help the municipality function. 2) Fowler and Sons Investments, LLC - not investment-related - 1814 Meadowview Canton, TX 75103 - owner - 3/1/2023 - 3 hours - 0 hours - collect rent and any kind of maintenance. Pay mortgage and utility bills 3) Fowler Financial Group, LLC - investment related - 1040 S Trade Days Blvd Canton TX 75103 - financial advisory practice - owner/advisor - 6/2021 - 160 hours - 160 hours - this is the corporation and firm where I do financial advising and my financial practice through. I am the sole owner and it is set up as an LLC. At this time we have no staff outside of myself/ This is also my DBA. 4) Chamber of Commerce Board Member - not investment related - 201 N Buffalo St Canton, TX 75103 - local chamber of commerce - board member - 9/2016 - 3 hours - 0 hours - I am a board member and we vote on Chamber activities, connect with local businesses, develop new relationships, and maintain current business relationships 5) Insurance Brokering - investment related - 1040 S Trade Days Blvd Canton TX 75103 - insurance and annuity sales - agent - 10/2014 - 20 hours - 10 hours - contracted with multiple insurance carriers to be able to find the right carrier for the client when it comes to life insurance, disability, and fixed annuities Insurance Brokering,Is Investment Related,"1040 S. Trade Days Blvd., , Canton, TX, 75103, United States",Agent,Insurance and Annuity Sales Agent,10/1/2014,20 hours per month,10 hours per month during trading hours,Commission Compensation,"contracted with multiple insurance carriers to be able to find the right carrier for the client when it comes to life insurance, disability, and fixed annuities" Canton Education Foundation,Is Not Investment Related,"1045 S Buffalo St, , Canton, TX, 75103, United States",Non Profit to benefit Canton ISD Teachers,Secretary,9/1/2024,2 hours per month,1 hours per month during trading hours,No Compensation Compensation,Help start up non profit to benefit teachers for Canton ISD with grants with money raised from local fund raisers.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-04
S63 Uniform Securities Agent State Law Examination 2016-05-19
  • S66 Uniform Combined State Law Examination
    2022-03-04
  • S63 Uniform Securities Agent State Law Examination
    2016-05-19
Other Names
  • Blake Ryan Fowler
  • Blake R Fowler

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