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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2022-06-16
  • IA RA
    APPROVED
    Since 2022-06-16

Branch Locations

5901 Mills Civic Parkway Suite 6000, West Des Moines, IA 50266 • United States

16811 Burke Street Suite 101, Omaha, NE 68118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Des Moines IA 03/2015 02/2022
Principal Securities Inc Des Moines IA 05/2015 03/2022
Td Ameritrade, Inc West Des Moines IA 02/2022 12/2023
Td Ameritrade Investment Management, Llc West Des Moines IA 04/2022 09/2023
Charles Schwab & Co., Inc. West Des Moines IA 06/2022 Present
Charles Schwab Bank, Ssb West Des Moines IA 07/2022 Present
  • 03/2015 → 02/2022
    Principal Life Insurance Company
    Des Moines, IA
  • 05/2015 → 03/2022
    Principal Securities Inc
    Des Moines, IA
  • 02/2022 → 12/2023
    Td Ameritrade, Inc
    West Des Moines, IA
  • 04/2022 → 09/2023
    Td Ameritrade Investment Management, Llc
    West Des Moines, IA
  • 06/2022 → Present
    West Des Moines, IA
  • 07/2022 → Present
    Charles Schwab Bank, Ssb
    West Des Moines, IA
Previous Registrations
  • 2022-04-18 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    West Des Moines, IA
  • 2022-04-18 → 2022-10-14
    Td Ameritrade, Inc.
    West Des Moines, IA
Other Businesses

1) Chamo Venezuelan Kitchen | Investment Related:No|1006 7th St NW |Altoona|Iowa|50309|USA|Restaurant/Food Services|Partner|4/17/2021|Less than 20|0.000000|Occasionally help out on weekends working the food truck

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-15
S63 Uniform Securities Agent State Law Examination 2017-12-22
  • S66 Uniform Combined State Law Examination
    2022-04-15
  • S63 Uniform Securities Agent State Law Examination
    2017-12-22
Other Names
  • Jorge Naranjo

View on SEC IAPD

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