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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-02-16 |
| NY | RA | APPROVED | 2021-06-16 |
| NJ | RA | APPROVED | 2016-03-07 |
| TX | RA | APPROVED | 2016-03-07 |
Branch Locations
399 Park Avenue 12Th Floor, New York, NY 10022 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | New York | NY | 03/2016 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 04/2016 | Present |
1. REAL ESTATE AND TOWNHOME CONSTRUCTION(NAME HAS NOT BEEN CREATED YET),OWNER;INVESTMENT RELATED;START DATE:09/2016;DURING BUSINESS HOURS-0,AFTER BUSINESS HOURS-1; RIVERSIDE CT 4. Sports Global Connector LLC; Investment related Yes; Investment in Tech Smart Sports Connector Corp; Partial Ownership (proprietor, partner, officer, director, employee, trustee, agent); Jan 2019; During business hours: 0; After business hours: 1 *603200- OG REAL ESTATE MANAGING PARTNERS LLC; Investment related: No; Riverside, Connecticut; Real Estate; Advisory Board (proprietor, partner, officer, director, employee, trustee, agent); 09/2024; During business hours: 0; After business hours: 1; Investment Decisions/Advice *609046- OG LATAM REAL ESTATE LLC; Investment related: Yes; Riverside, Connecticut; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 09/2024; During business hours: 0; After business hours: 1; Property Management
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 2005-01-24 |
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