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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-02-06 |
Branch Locations
1807 W Diehl Rd #105M, Naperville, IL 60563-1890 • United States
6035 N Knoxville Ave Ste 104, Peoria, IL 61614 • United States
2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-10-17 |
Branch Locations
6035 N Knoxville Ave Ste 104, Peoria, IL 61614 • United States
1807 W. Diehl Road #105M, Naperville, IL 60563-1890 • United States
2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 05/2015 | 10/2016 |
| Jackson National Life Distributors Llc | Chicago | IL | 10/2016 | 08/2022 |
| Ppm America, Inc. | Chicago | IL | 10/2016 | 08/2024 |
| Systematics, Inc. | Itasca | IL | 05/2020 | 10/2021 |
| Foreside Financial Services, Llc | Chicago | IL | 08/2022 | 08/2024 |
| Lpl Financial Llc | Bloomingdale | IL | 09/2024 | Present |
| Just Chic Llc | Chicago | IL | 03/2021 | Present |
| Highpoint Advisor Group, Llc | Bloomingdale | IL | 09/2024 | Present |
1 - 09/20/2024 - JUST CHIC LLC - Business Owner - Event Design/Event Planner - Not Inv Related - 8 Hours/Month - IL 60654 - OBA Start Date: 09/25/2024. 2 - 09/20/2024 - HighPoint Planning Partners, LLC - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 8 Hours During Trading - At reported business location(s). 3- 10/01/2024 - HighPoint Advisor Group - Registered Investment Advisor Hybrid - Admin - Investment Related - At Reported Business Location(s) - Start Date 09/25/2024 - 160 Hours Per Month/ 8 Hours during Trading - I provide administrative support to HighPoint Advisor Group, an independent investment advisor firm. I started this business activity in 9/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-30 |
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