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Alyssa Michelle Sarkies

LPl Financial LLC

Lafayette, LA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2021-02-16
  • LA RA
    APPROVED
    Since 2021-02-16

Branch Locations

2810 Johnston St, Lafayette, LA 70503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Investment Center Llc Lafayette LA 05/2015 Present
Lpl Financial, Llc Lafayette LA 04/2015 Present
Home Bank, National Association Lafayette LA 02/2018 Present
  • 05/2015 → Present
    The Investment Center Llc
    Lafayette, LA
  • 04/2015 → Present
    Lpl Financial, Llc
    Lafayette, LA
  • 02/2018 → Present
    Home Bank, National Association
    Lafayette, LA
Other Businesses

1. 7/27/2020 - HB Financial - 'HB Financial - Wealth Management' - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/15/2018 - 160 Hours Per Month/140 Hours During Securities Trading. 2. 10/14/2024 - Axiom Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business location(s) - Start Date 11/01/2024 - 80 Hours Per month/ During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-12
  • S66 Uniform Combined State Law Examination
    2021-02-12
Other Names
  • Alyssa Michelle Sarkies
  • Alyssa Sarkies Thomas
  • Alyssa Michelle Thibodeaux
  • Alyssa Sarkies Thibodeaux

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CETERA INVESTMENT ADVISERS LLC
EDWARD JONES

Other Investors

Michael Shane Goff
Andre Charles Stafford
ELIAS ANTONIO RAMIREZ
GARRETT ANDREW AHRENS
JASON A HABBIT
CORY FRANCIS FRUGE
PHILLIP SHAYNE FONTENOT
KEVIN JOSEPH SIMONEAUX

Other Offices

PROSPERA FINANCIAL SERVICES, INC. · Lafayette, LA
LPL FINANCIAL LLC · LAFAYETTE, LA
NEWEDGE ADVISORS · Lafayette, LA
NEWEDGE ADVISORS · Lafayette, LA
NEWEDGE ADVISORS · New Orelans, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · Lafayette, LA
OSAIC WEALTH, INC. · Lafayette, LA
RAYMOND JAMES & ASSOCIATES, INC. · LAFAYETTE, LA

More in Lafayette, LA

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