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Jocelyne Sandoval

Wells Fargo Clearing Services, LLC

Pasadena, CA

Upland, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-07-13
  • CA RA
    APPROVED
    Since 2021-07-13

Branch Locations

350 W Colorado Blvd Ste 390 [Pn-Rbo], Pasadena, CA 91105 • United States

1919 N Campus Ave, Upland, CA 91784 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Montrose CA 04/2015 09/2017
Jp Morgan Chase Bank Montrose CA 04/2015 09/2017
Wells Fargo Bank Na Upland CA 09/2017 Present
Wells Fargo Clearing Services Llc Upland CA 09/2017 Present
  • 04/2015 → 09/2017
    Jp Morgan Securities Llc
    Montrose, CA
  • 04/2015 → 09/2017
    Jp Morgan Chase Bank
    Montrose, CA
  • 09/2017 → Present
    Wells Fargo Bank Na
    Upland, CA
  • 09/2017 → Present
    Wells Fargo Clearing Services Llc
    Upland, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-07-12
S63 Uniform Securities Agent State Law Examination 2015-06-16
  • S65 Uniform Investment Adviser Law Examination
    2021-07-12
  • S63 Uniform Securities Agent State Law Examination
    2015-06-16

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
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U.S. BANCORP ADVISORS, LLC · Pasadena, CA
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