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Mary Anne G Treen

Robert W. Baird & Co. Incorporated

New Hartford, NY

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-02-15
  • NY RA
    APPROVED
    Since 2023-02-15

Branch Locations

555 French Rd, Building 2, New Hartford, NY 13413 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Albany NY 04/2014 09/2016
M&T Securities Utica NY 09/2016 03/2019
Robert W. Baird Utica NY 04/2019 Present
  • 04/2014 → 09/2016
    Sii
    Albany, NY
  • 09/2016 → 03/2019
    M&T Securities
    Utica, NY
  • 04/2019 → Present
    Robert W. Baird
    Utica, NY
Other Businesses

Name/Address:Pristine Cleaning Services CNY, LLC 185 John St Ilion NY 13357 Start date: 09/01/2020 Hours spent: 2-4 hours per week Hours spent during trading Hours: None Role/Responsibility: Owner and single person of cleaning business Not investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-11
S63 Uniform Securities Agent State Law Examination 2016-08-25
  • S66 Uniform Combined State Law Examination
    2023-02-11
  • S63 Uniform Securities Agent State Law Examination
    2016-08-25
Other Names
  • Mary Anne Treen

View on SEC IAPD

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Other Investors

JASON O CHAMPION
WILLIAM I MATTESON
MARK PHILIP HODGE
DONNA M KRATZENBERG
Leslie Jennifer Shepardson
RICHARD ALAN BRAMLEY
JON MATTHEW EARL
HONORINE MARIE GERARD WALLACK

Other Offices

MML INVESTORS SERVICES, LLC · New Hartford, NY
LPL ENTERPRISE, LLC · NEW HARTFORD, NY
COMMONWEALTH FINANCIAL NETWORK · New Hartford, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · UTICA, NY
MORGAN STANLEY · Utica, NY
STRATEGIC FINANCIAL SERVICES · UTICA, NY
PARADIGM CONSULTING, INC. · UTICA, NY
OSAIC WEALTH, INC. · UTICA, NY

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