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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-03-27 |
| CT | RA | APPROVED | 2023-03-24 |
| TX | RA | APPROVED | 2023-03-24 |
| WI | RA | APPROVED | 2023-03-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Danbury | CT | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Danbury | CT | 11/2016 | 03/2023 |
| Wells Fargo Advisors Financial Network, Llc | Melbourne | FL | 03/2023 | Present |
BSH, LLC, INV RELATED, MELBOURNE, FL, 100% OWNERSHIP, START: 3/24/2023, 160 HRS/MONTH, 160 HRS DURING TRADING, FINET PRACTICE.; BLUE WAVE WEALTH MANAGEMENT, LLC, INV RELATED, MELBOURNE, FL, 25% OWNERSHIP, START: 3/24/2023, 160 HRS/MONTH, 160 HRS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-01-05 |
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